Handbook

TABL3545 Principles of regulation, compliance and enforcement is a core course offered by the
School of Taxation and Business Law. The course aims to equip students with an understanding of
the core principles of regulation.
The course examines why governments regulate and who regulates whom at the federal, state and
local government levels. Students will review how governments use economic, transactional
informational and structural regulatory tools and authority tools. The course reviews compliance and
enforcement from the perspective of both the regulator and the regulated.