Handbook

TABL5546 Introduction to RegTech in compliance and enforcement is a core course offered by the School of Taxation and Business Law. The course aims to equip students with an understanding of the core principles of RegTech in a regulatory context. 

The course examines how businesses use technology to comply with regulation and the internal structures and processes that they establish to ensure that compliance. It also examines the use of technology by regulators for enforcement of regulation. Students will review how risk management interacts with technological processes and the extent to which compliance results from that interaction. The course reviews the interaction of technology and regulation from the perspective of both the regulator and the regulated.