Overview

The course focuses on providing a comprehensive and practical examination of the regulatory framework governing the Managed Investment, Superannuation and Insurance industries and related compliance issues. The course is presented in such a way as to develop an understanding of the interrelationship between these industries. The course is designed both … For more content click the Read More button below. Main Topics The course deals with the operation the regulatory framework for financial services in the following specific areas: Managed investment schemesRegulatory framework for superannuationCompliance in financial servicesLegal framework for insurance Secondly, the course deals more generally with the operation of the overall regulatory framework for financial services. The course develops knowledge about the practical operation of regulation by: Focusing on topical and practical issuesConsidering the increasing convergence of regulation in this area of lawReviewing the operation of the Financial Services Reform Act.

Conditions for Enrolment

Prerequisite: Completion of 72 UOC of JURD courses including Business Associations (JURD7224).

Course Attributes

Offered irregularly or alternate years

Delivery

In-person - Standard (usually weekly or fortnightly)
Fully online - Intensive
Fully online - Standard (usually weekly or fortnightly)
In-person - Intensive

Please note that the above delivery information is an indication on how this course may be delivered within the year.  Delivery mode(s) for each term can be viewed on other sources such as myUNSW and class timetable site.

This Handbook is a comprehensive catalogue of our offerings and includes courses that can be taken to satisfy program requirements irrespective as to their availability for a particular year. Availability of courses is best checked using filters on this site or on the class timetable site.

Pre-2019 Handbook Editions

Access past handbook editions (2018 and prior)
Pre-2019 Handbook Editions