Handbook

The course focuses on providing a comprehensive and practical examination of the regulatory framework governing the Managed Investment, Superannuation and Insurance industries and related compliance issues. The course is presented in such a way as to develop an understanding of the interrelationship between these industries. The course is designed both … For more content click the Read More button below. Main Topics The course deals with the operation the regulatory framework for financial services in the following specific areas: Managed investment schemesRegulatory framework for superannuationCompliance in financial servicesLegal framework for insurance Secondly, the course deals more generally with the operation of the overall regulatory framework for financial services. The course develops knowledge about the practical operation of regulation by: Focusing on topical and practical issuesConsidering the increasing convergence of regulation in this area of lawReviewing the operation of the Financial Services Reform Act.